The book / chapter 21 · optional deeper trail
CHAPTER 21 · OPTIONAL DEEPER TRAIL

Tetrads and differential forms

Use local orthonormal frames and differential forms to make geometry calculations shorter.

1 worked example in this chapter
Before you begin
THE QUESTION

Can we calculate curvature with fewer indices?

BRING WITH YOU

By the end: Use Cartan’s equations on the polar plane and the round sphere.

21.1 Converting coordinates to laboratory components#

Coordinate bases are versatile, but they need not look like a laboratory’s orthogonal ruler-and-clock axes. In spherical coordinates, a change of one radian is not a change of one meter. For a local experiment we often want an orthonormal basis instead.

For example, in flat cylindrical coordinates,

ds2=c2dt2+dr2+r2dϕ2+dz2,ds^2=-c^2dt^2+dr^2+r^2d\phi^2+dz^2,

the one-forms cdtc\,dt, drdr, rdϕr\,d\phi, and dzdz directly measure components along orthonormal clock-and-ruler directions. The factor rr converts an angular coordinate increment into a local length. Generalize this construction by introducing four one-forms

ea=eaμdxμ,e^a=e^a{}_\mu dx^\mu,

such that

gμν=ηabeaμebν,ηab=diag(1,1,1,1).\boxed{g_{\mu\nu}=\eta_{ab}e^a{}_\mu e^b{}_\nu,\qquad \eta_{ab}=\operatorname{diag}(-1,1,1,1).}

In this chapter only, a,b,c,d=0,1,2,3a,b,c,d=0,1,2,3 label internal orthonormal-frame directions, not the spatial indices i,j,ki,j,k used elsewhere. Greek indices still label spacetime coordinate components.

The eaμe^a{}_\mu are called a tetrad, vierbein, or coframe. Its inverse eaμe_a{}^\mu defines basis vectors ea=eaμμe_a=e_a{}^\mu\partial_\mu. Their duality says ea(eb)=δbae^a(e_b)=\delta^a_b. A vector’s laboratory components are

Va=eaμVμ.V^a=e^a{}_\mu V^\mu.

The metric is a kind of matrix square built from ee, but not an ordinary unique positive square root. Six choices remain free: at every point we may rotate the three laboratory axes and boost the laboratory’s time axis.

More precisely, if Lab(x)L^a{}_b(x) obeys LTηL=ηL^T\eta L=\eta, then

ea=Labebe'^a=L^a{}_b e^b

produces the same metric. Sixteen tetrad components minus six local Lorentz freedoms leave the metric’s ten components. Coordinate freedom remains as well; this count describes the additional frame representation, not the physical degrees of freedom counted in Chapter 20.

An orthonormal frame makes the metric’s frame components equal to ηab\eta_{ab} at every point where that frame is defined. Curvature can still be nonzero: the frame’s comparison law changes across the region. The polar-frame calculation below will distinguish this comparison law from curvature itself.

21.2 Oriented measurements and differential forms#

A one-form takes one vector and returns a number. A two-form takes two vectors and returns an antisymmetric number, naturally measuring oriented area. A pp-form generalizes this to pp directions.

The wedge product antisymmetrizes:

dxdy=dydx,dxdx=0.dx\wedge dy=-dy\wedge dx, \qquad dx\wedge dx=0.

For one-forms α\alpha and β\beta,

(αβ)(V,W)=α(V)β(W)α(W)β(V).(\alpha\wedge\beta)(V,W) =\alpha(V)\beta(W)-\alpha(W)\beta(V).

This is the determinant of a two-by-two array. It measures the signed parallelogram area seen by the two measuring devices. Exchange the sides and orientation reverses; use the same side twice and the area vanishes.

For a pp-form and a qq-form,

αβ=(1)pqβα.\alpha\wedge\beta=(-1)^{pq}\beta\wedge\alpha.

Thus two two-forms commute under the wedge product, while two one-forms anticommute. The sign follows from moving pp directions past qq directions: pqpq exchanges.

The exterior derivative differentiates the coefficient functions and adds the derivative’s coordinate one-form on the left. For

α=1p!αμ1μpdxμ1dxμp,\alpha=\frac1{p!}\alpha_{\mu_1\ldots\mu_p} dx^{\mu_1}\wedge\cdots\wedge dx^{\mu_p},

its rule is

dα=1p!ναμ1μpdxνdxμ1dxμp.d\alpha=\frac1{p!}\partial_\nu\alpha_{\mu_1\ldots\mu_p} dx^\nu\wedge dx^{\mu_1}\wedge\cdots\wedge dx^{\mu_p}.

The coefficient array is antisymmetric; 1/p!1/p! compensates for summing its p!p! signed permutations. The derivative raises the form degree by one. For a scalar,

df=μfdxμ.df=\partial_\mu f\,dx^\mu.

For a one-form A=AμdxμA=A_\mu dx^\mu,

dA=12(μAννAμ)dxμdxν.dA=\frac12(\partial_\mu A_\nu-\partial_\nu A_\mu) \,dx^\mu\wedge dx^\nu.

The factor 1/21/2 prevents counting each antisymmetric pair twice. For example, if A=x2dyA=x^2dy, then dA=2xdxdydA=2x\,dx\wedge dy.

Two rules do most of the work:

d2=0,d(αβ)=dαβ+(1)pαdβ.d^2=0, \qquad d(\alpha\wedge\beta)=d\alpha\wedge\beta+(-1)^p\alpha\wedge d\beta.

Why does d2f=0d^2f=0? The second partial derivatives are symmetric under index exchange, while the wedge basis is antisymmetric. Their contraction cancels. This is the common engine behind “the curl of a gradient vanishes” and “the divergence of a curl vanishes.”

The exterior derivative needs no metric or connection. It does not tell you the full directional variation of an arbitrary tensor. It extracts a particular antisymmetric derivative of differential forms. It therefore complements \nabla; it does not replace it.

Forms also make Stokes’ theorem compact:

Ωdα=Ωα.\int_\Omega d\alpha=\int_{\partial\Omega}\alpha.

The boundary integral and interior derivative are two descriptions of the same accumulated oriented change. Appropriate orientations and smoothness are part of the statement.

WORKED EXAMPLE

Calculate both sides of Stokes’ theorem

Why can a measurement around an edge equal an accumulation over its interior?

See the idea

Tile a region with little squares and walk around each square counterclockwise. Every shared edge is traversed twice in opposite directions, so its contributions cancel. Only the outer boundary remains. Differential forms organize the signed measurements needed to turn that picture into a calculation.

Work it out
  1. Make a one-form into a measurable path integral

    Use dimensionless coordinates on a rectangle 0xa0\le x\le a, 0yb0\le y\le b. Let α=x2dy\alpha=x^2dy. Along a path s(x(s),y(s))s\mapsto(x(s),y(s)), this means integrate x(s)2y(s)dsx(s)^2y'(s)\,ds. Reversing the path reverses the sign. Horizontal segments contribute zero because dy=0dy=0.

    γα=s0s1x(s)2dydsds.\int_\gamma\alpha=\int_{s_0}^{s_1}x(s)^2\frac{dy}{ds}\,ds.

    Why this step works A one-form acts on the path’s tangent at each point; an ordinary single-variable integral adds those local readings.

  2. Walk the four edges

    Choose counterclockwise orientation. The bottom edge has dy=0dy=0. The right edge has x=ax=a and y:0by:0\to b, contributing a2ba^2b. The top is horizontal. The left has x=0x=0, so it contributes zero even though it is traversed downward.

    Ωα=0+0ba2dy+0+b002dy=a2b.\oint_{\partial\Omega}\alpha=0+\int_0^b a^2\,dy+0+\int_b^0 0^2\,dy=a^2b.

    Why this step works The boundary’s direction matters. Clockwise traversal would negate the answer.

  3. Measure oriented area with a determinant

    For two arrows V=(Vx,Vy)V=(V^x,V^y) and W=(Wx,Wy)W=(W^x,W^y), define (dxdy)(V,W)=VxWyVyWx(dx\wedge dy)(V,W)=V^xW^y-V^yW^x. It is their signed area. Swapping the arrows flips the sign, so dydx=dxdydy\wedge dx=-dx\wedge dy. Here dα=d(x2)dy=2xdxdyd\alpha=d(x^2)\wedge dy=2x\,dx\wedge dy.

    Ωdα=0a ⁣0b2xdydx=a2b.\int_\Omega d\alpha=\int_0^a\!\int_0^b2x\,dy\,dx=a^2b.

    Why this step works We choose dx wedge dy as the positive orientation. The compatible boundary traversal is counterclockwise.

  4. Recover the general planar rule

    For α=Pdx+Qdy\alpha=P\,dx+Q\,dy, differentiate the coefficients. Terms with dxdxdx\wedge dx or dydydy\wedge dy vanish; the reversed pair contributes a minus sign. This gives the signed interior density whose integral equals the counterclockwise boundary integral.

    dα=(xQyP)dxdy,Ωdα=Ωα.d\alpha=(\partial_xQ-\partial_yP)\,dx\wedge dy,\qquad \int_\Omega d\alpha=\oint_{\partial\Omega}\alpha.

    Why this step works Oppositely traversed internal edges cancel. The difference of neighboring edge readings becomes a derivative as the tiles shrink.

Go deeper

The general theorem needs an oriented manifold with boundary, a sufficiently smooth form of the appropriate degree, and the boundary orientation induced by the interior. On a compact oriented surface, α\alpha is a one-form and dαd\alpha a two-form. In nn dimensions, one integrates an (n1)(n-1)-form on the boundary and its exterior derivative on the interior. Singularities and omitted points matter: a form undefined at a puncture cannot be passed through that puncture by invoking Stokes’ theorem. The remaining text develops the algebra that makes the same calculation independent of the chosen coordinates.

Test the idea

FIRST, PREDICT

If we reverse both the chosen surface orientation and its induced boundary direction, what happens?

Compare the reasoning

Only the boundary integral changes sign.

An integral of a differential form over an oriented surface also changes sign when the surface orientation is reversed.

Neither changes sign because geometric area is positive.

A differential form measures oriented area. It is not an unsigned area density.

Both integrals change sign, and they remain equal.

Yes. Orientation records which order of directions counts as positive. Stokes’ theorem uses compatible orientations on both sides.

A hint

The wedge product changes sign when its two input directions are exchanged.

NOW CHANGE THE EXAMPLE

For α=xydy\alpha=xy\,dy, integrate counterclockwise around the dimensionless rectangle 0x20\le x\le2, 0y30\le y\le3.

A hint

Either integrate along the right edge, or use dα=ydxdyd\alpha=y\,dx\wedge dy.

Work through the solution

Only the right edge contributes: 032ydy=9\int_0^3 2y\,dy=9. The interior gives 0203ydydx=9\int_0^2\int_0^3 y\,dy\,dx=9 as well.

Orientation makes neighboring boundary contributions cancel; Stokes’ theorem records the resulting equality.

21.3 Why an orthonormal frame needs a spin connection#

Two nearby laboratories may choose differently rotated or boosted axes. Differentiating their component lists naively confuses physical change with a change of reference frame. That is precisely the problem that connections solve.

Introduce the matrix of one-forms

ωab=ωabμdxμ,\omega^a{}_b=\omega^a{}_{b\mu}dx^\mu,

and define, for internal vector components,

DμVa=μVa+ωabμVb.D_\mu V^a=\partial_\mu V^a+\omega^a{}_{b\mu}V^b.

This is the spin connection, despite its usefulness even before spinors appear. Metric compatibility in the orthonormal frame implies

ωab=ωba,ωab=ηacωcb.\omega_{ab}=-\omega_{ba}, \qquad \omega_{ab}=\eta_{ac}\omega^c{}_b.

Antisymmetry applies after lowering the first frame index. A boost component can therefore satisfy ω01=ω10\omega^0{}_1=\omega^1{}_0 with both indices in the displayed mixed positions. Lowering the first index of the time component multiplies it by η00=1\eta_{00}=-1, which accounts for the apparent difference between these two statements.

The relationship to Christoffel symbols follows by demanding that conversion between coordinate and frame components commute with differentiation:

μeaνΓρμνeaρ+ωabμebν=0.\boxed{ \partial_\mu e^a{}_\nu -\Gamma^\rho{}_{\mu\nu}e^a{}_\rho +\omega^a{}_{b\mu}e^b{}_\nu=0. }

This is the tetrad postulate. It is a compatibility relation among two representations of the same connection and the map between their bases. Once the tetrad and Levi-Civita connection are specified, it determines the associated spin connection.

Under V=LVV'=LV, require DVDV to transform as DV=L(DV)D'V'=L(DV). Expanding d(LV)d(LV) produces an unwanted (dL)V(dL)V term. The connection cancels it precisely if

ω=LωL1(dL)L1.\boxed{\omega'=L\omega L^{-1}-(dL)L^{-1}.}

This is why a connection transforms inhomogeneously. The derivative of the position-dependent frame change produces the extra term.

21.4 Torsion and curvature in a moving frame#

The torsion two-form is

Ta=dea+ωabeb.\mathcal T^a=de^a+\omega^a{}_b\wedge e^b.

For the Levi-Civita connection of ordinary GR, Ta=0\mathcal T^a=0, so

dea+ωabeb=0.\boxed{de^a+\omega^a{}_b\wedge e^b=0.}

This is the torsion-free first Cartan structure equation. To connect it to Chapter 7, antisymmetrize the tetrad postulate in μ,ν\mu,\nu. The derivative and spin-connection terms give

Taμν=eaρ(ΓρμνΓρνμ).\mathcal T^a{}_{\mu\nu} =e^a{}_\rho(\Gamma^\rho{}_{\mu\nu}-\Gamma^\rho{}_{\nu\mu}).

Thus the two-form expresses the same torsion tensor in frame components. Zero torsion together with metric compatibility determines ω\omega from the tetrad.

The curvature two-form is

Rab=dωab+ωacωcb.\boxed{\mathcal R^a{}_b=d\omega^a{}_b +\omega^a{}_c\wedge\omega^c{}_b.}

This is the second structure equation. The matrix product includes a sum over cc and a wedge product of its one-form entries. Curvature has components

Rab=12Rabμνdxμdxν.\mathcal R^a{}_b=\frac12R^a{}_{b\mu\nu} \,dx^\mu\wedge dx^\nu.

With our Riemann convention these agree with the curvature defined by [μ,ν][\nabla_\mu,\nabla_\nu]. For a vector-valued form, D=d+ωD=d+\omega\wedge combines exterior differentiation with the frame correction. Apply it twice to the component functions VV:

D2V=d(ωV)+ωdV+ωωV=(dω)VωdV+ωdV+ωωV=RV.\begin{aligned} D^2V&=d(\omega V)+\omega\wedge dV+\omega\wedge\omega V\\ &=(d\omega)V-\omega\wedge dV+\omega\wedge dV +\omega\wedge\omega V\\ &=\mathcal R V. \end{aligned}

The derivatives of VV cancel. The remaining matrix is the same curvature that controls infinitesimal loop transport.

The connection’s inhomogeneous transformation disappears from curvature:

R=LRL1.\mathcal R'=L\mathcal R L^{-1}.

This does not mean its component matrix is invariant. It means curvature transforms tensorially, so observers can compare the same geometric object in their different frames. For a detailed frame-based development, see David Tong’s author-written chapter on connections and Cartan geometry.

21.5 Worked example: a rotating frame can have connection without curvature#

Consider the Euclidean plane, away from the origin, in polar coordinates:

dl2=dr2+r2dϕ2,e1=dr,e2=rdϕ.dl^2=dr^2+r^2d\phi^2, \qquad e^1=dr,\quad e^2=r\,d\phi.

This two-dimensional example uses only spatial frame indices. Compute

de1=0,de2=drdϕ.de^1=0, \qquad de^2=dr\wedge d\phi.

Choose

ω21=dϕ,ω12=dϕ.\omega^2{}_1=d\phi, \qquad\omega^1{}_2=-d\phi.

The second first-structure equation reads

de2+ω21e1=drdϕ+dϕdr=0.de^2+\omega^2{}_1\wedge e^1 =dr\wedge d\phi+d\phi\wedge dr=0.

The first equation vanishes too, because dϕdϕ=0d\phi\wedge d\phi=0. The nonzero connection records how the radial and angular unit vectors rotate as ϕ\phi changes.

But

R12=d(dϕ)=0\mathcal R^1{}_2=d(-d\phi)=0

on a regular angular coordinate patch; the matrix wedge contribution also vanishes here. The plane is flat. The polar frame is undefined at the origin, but a bad frame does not create a physical curvature singularity there.

Now replace the plane by a sphere of radius aa:

e1=adθ,e2=asinθdϕ.e^1=a\,d\theta, \qquad e^2=a\sin\theta\,d\phi.

Then de2=acosθdθdϕde^2=a\cos\theta\,d\theta\wedge d\phi. The same cancellation method gives

ω21=cosθdϕ,ω12=cosθdϕ.\omega^2{}_1=\cos\theta\,d\phi, \qquad\omega^1{}_2=-\cos\theta\,d\phi.

Now the connection’s coefficient varies with latitude:

R12=d(cosθdϕ)=sinθdθdϕ=1a2e1e2.\mathcal R^1{}_2 =d(-\cos\theta\,d\phi) =\sin\theta\,d\theta\wedge d\phi =\frac1{a^2}e^1\wedge e^2.

Its Gaussian curvature is 1/a21/a^2, and its scalar curvature is 2/a22/a^2. The same two-line machinery has distinguished a rotating choice of axes from actual curved geometry.

Same method, different curvatureA closed blue transport circuit lies on a flat polar plane and another on a round sphere. Local coframes translate coordinate steps into ruler readings. At each circuit’s starting point, an inset compares the initial and returned arrows in one orthonormal tangent plane. The plane returns the arrow unchanged. On the sphere of radius a, a positively oriented loop encloses area A and returns the arrow rotated by A/a², modulo full turns. The pictured sphere patch has area πa²/6, so its tangent-plane inset shows a 30-degree return rotation. The surface perspective does not measure that angle. These are local coframes away from the polar origin and sphere poles; the figure illustrates a consequence of Cartan’s equations, not their full derivation.35 / SAME METHOD, DIFFERENT CURVATUREFlat planeA polar grid rotates; the plane stays flat.Ruler readings from coordinate stepsinitialreturnedNo return rotation: the plane is flat.Round sphereA closed loop reveals intrinsic curvature.Ruler readings from coordinate stepsinitialreturnedReturn rotation measures the enclosed curvature.
35 /
Same method, different curvature. The plane returns the arrow unchanged. On the sphere of radius a\text{radius }a, a positively oriented loop encloses area A\text{area }A and returns the arrow rotated by A/a2A/a^2, modulo full turns. The pictured sphere patch has area πa2/6\pi a^2/6, so its tangent-plane inset shows a 30-degree return rotation. The surface perspective does not measure that angle. These are local coframes away from the polar origin and sphere poles; the figure illustrates a consequence of Cartan’s equations, not their full derivation.

21.6 Frame symmetry and other gauge theories#

Electromagnetism uses a potential one-form AA and field strength F=dAF=dA. In a non-Abelian gauge theory the internal transformations need not commute. Its connection is matrix-valued, so products of different connection matrices need not cancel. The curvature has the form F=dA+AAF=dA+A\wedge A. The spin connection obeys the same geometric pattern.

The shared idea is a freedom to choose a local reference convention, accompanied by a connection that compares neighboring conventions. It is not an assertion that gravity is ordinary electromagnetism with a larger alphabet.

In GR, the tetrad ties the internal Lorentz frame to actual tangent directions: it connects the gauge description to rods, clocks, causal cones, and volume. The Einstein-Hilbert action is linear in curvature, while the usual Yang-Mills action is quadratic in its field strength. The choice of action gives these theories different equations of motion even though their connection and curvature formulas resemble one another.

Further calculation: how spinor frames rotate

Tetrads also let us couple spin-1/21/2 fields to gravity. A spinor has complex components whose rotation and boost rules differ from those of a spacetime vector. For example, a spin-1/21/2 state acquires a minus sign under a full 2π2\pi rotation and returns to itself after 4π4\pi; an overall sign alone does not change its measurement probabilities. This is a property of a quantum transformation law, not a small object literally spinning inside the particle. Constructing that representation is new material from quantum theory, not a consequence we have already proved using tensors.

For the four-component Dirac spinor ψ\psi, use four 4×44\times4 gamma matrices γa\gamma^a, one for each local frame direction. Their entries act on the spinor components; the label aa is not a matrix-row index. The anticommutator is {A,B}=AB+BA\{A,B\}=AB+BA, where matrix multiplication need not commute. Choose matrices satisfying

{γa,γb}=2ηabI.\{\gamma^a,\gamma^b\}=2\eta^{ab}I.

Here II is the identity matrix. In our signature, the relation says (γ0)2=I(\gamma^0)^2=-I, (γi)2=I(\gamma^i)^2=I for each spatial direction, and distinct gamma matrices anticommute. The relation imports the algebra used for spinors; it does not supply the dynamics of a quantum field. With this convention, a compatible spinor derivative is

Dμψ=μψ+14ωabμγaγbψ.D_\mu\psi=\partial_\mu\psi +\frac14\omega_{ab\mu}\gamma^a\gamma^b\psi.

The matrix algebra lets us check this frame law. Define Σab=[γa,γb]/4\Sigma^{ab}=[\gamma^a,\gamma^b]/4. Using the anticommutator twice gives

[Σab,γc]=ηbcγaηacγb.[\Sigma^{ab},\gamma^c]=\eta^{bc}\gamma^a-\eta^{ac}\gamma^b.

The spinor connection ωabμΣab/2=ωabμγaγb/4\omega_{ab\mu}\Sigma^{ab}/2=\omega_{ab\mu}\gamma^a\gamma^b/4 therefore transforms the gamma matrices consistently with a Lorentz vector index. For a rotation in the 1–2 plane, its finite matrix can be written

S(θ)=exp(θγ1γ2/2)=Icos(θ/2)+γ1γ2sin(θ/2).S(\theta)=\exp(\theta\gamma^1\gamma^2/2) =I\cos(\theta/2)+\gamma^1\gamma^2\sin(\theta/2).

The equality follows by separating the even and odd powers and using (γ1γ2)2=I(\gamma^1\gamma^2)^2=-I. At 2π2\pi it is I-I; at 4π4\pi it is II. This derives the half-angle rotation rule from the supplied matrix algebra. The direction sign depends on whether we rotate a frame or a state; either convention has the same full-turn behavior. Constructing quantum-field dynamics still requires additional physical input. The connection is still solving the familiar problem of comparing components defined using different local frames. Globally, the spinor transformation rules on overlapping patches must fit together consistently. Such a choice is called a spin structure, and its existence depends on topology. Local gamma matrices alone do not establish it. Tong’s introduction to the spinor representation provides that continuation; translate its metric-sign convention when comparing formulas.

21.7 What changes with an independent connection#

Three different geometric properties deserve three different names:

Property Representative definition What it measures
Curvature RρσμνR^\rho{}_{\sigma\mu\nu} Failure of infinitesimal parallel transport around loops to agree
Torsion Tρμν=ΓρμνΓρνμT^\rho{}_{\mu\nu}=\Gamma^\rho{}_{\mu\nu}-\Gamma^\rho{}_{\nu\mu} in a coordinate basis Antisymmetric part of the connection; covariantly, T(X,Y)=XYYX[X,Y]T(X,Y)=\nabla_XY-\nabla_YX-[X,Y]
Nonmetricity Qρμν=ρgμνQ_{\rho\mu\nu}=-\nabla_\rho g_{\mu\nu}, with this chosen sign Failure of the connection to preserve the metric under parallel transport

Standard GR uses a torsion-free, metric-compatible connection, while allowing curvature. More general theories can change these assumptions. Calling a curved spacetime “twisted” in ordinary speech does not imply nonzero mathematical torsion.

In the Palatini approach, vary the metric and connection independently in an Einstein-Hilbert-type action. Under the usual assumptions—four dimensions, a nondegenerate metric, a torsion-free independent connection, and matter action independent of that connection—the connection equation enforces the Levi-Civita connection. Substituting it back recovers metric GR.

Why does this work? The action’s curvature is linear in derivatives of the connection. Integrating by parts transfers those derivatives onto ggμν\sqrt{-g}g^{\mu\nu}. The resulting equation requires compatibility of the connection with that metric density; in dimensions above two, under these assumptions, it reduces to metric compatibility. Torsion freedom then selects the unique Levi-Civita connection.

There are important exceptions to the slogan “independent connection variation always gives GR.” For a completely general connection, a change ΓρμνΓρμν+δρνAμ\Gamma^\rho{}_{\mu\nu}\mapsto\Gamma^\rho{}_{\mu\nu}+\delta^\rho{}_\nu A_\mu changes Ricci only by μAννAμ\partial_\mu A_\nu-\partial_\nu A_\mu. Contracting that antisymmetric change with gμνg^{\mu\nu} gives zero, so the scalar-curvature action alone cannot determine AμA_\mu. This is projective freedom. The added term generally introduces torsion, so it was excluded by the torsion-free assumption in Chapter 14. Connection-dependent matter changes the connection equation; spinor matter can source torsion in Einstein-Cartan formulations. Replacing RR by a nonlinear function f(R)f(R) generally makes metric and Palatini variation different theories. The careful equivalence statement is analyzed in Dadhich and Pons’s paper on Einstein-Hilbert and Einstein-Palatini formulations.

Using forms, a corresponding first-order gravitational action can be written, with c=1c=1 and a consistently chosen orientation,

S=132πGNεabcdeaeb(RcdΛ6eced).S=\frac1{32\pi G_N}\int \varepsilon_{abcd}\,e^a\wedge e^b\wedge \left(\mathcal R^{cd}-\frac\Lambda6e^c\wedge e^d\right).

Here ε0123=+1\varepsilon_{0123}=+1 is the internal alternating symbol and Rcd=ηdeRce\mathcal R^{cd}=\eta^{de}\mathcal R^c{}_e. For an invertible tetrad, a Lorentz-compatible independent connection, and no torsion-sourcing matter, varying the connection imposes zero torsion; varying the tetrad gives Einstein’s equation. The apparent change of language has exposed a new organization of the same dynamics.

To check the action’s normalization, the alternating-symbol contraction gives εabcdeaebRcd=2Rvol\varepsilon_{abcd}e^a\wedge e^b\wedge\mathcal R^{cd}=2R\,\mathrm{vol} and εabcdeaebeced=24vol\varepsilon_{abcd}e^a\wedge e^b\wedge e^c\wedge e^d=24\,\mathrm{vol}, where vol=gd4x\mathrm{vol}=\sqrt{-g}\,d^4x in the chosen orientation. The two terms therefore reproduce (R2Λ)vol/(16πGN)(R-2\Lambda)\mathrm{vol}/(16\pi G_N). The frame variables give the same gravitational action when the stated compatibility and torsion conditions hold.

21.8 Your turn: make the sphere calculation work harder#

The plane and sphere calculations in Section 21.5 used the same structure equations. Recover that method on a surface of revolution,

ds2=du2+f(u)2dϕ2,f(u)>0.ds^2=du^2+f(u)^2d\phi^2,\qquad f(u)>0.

Here uu and ff have units of length and ϕ\phi is dimensionless. Choose e1=due^1=du and e2=f(u)dϕe^2=f(u)d\phi. Before calculating, predict what distinguishes a rotating coframe from a genuinely curved surface.

Try independently. Find the connection one-forms and R12\mathcal R^1{}_2. Obtain the Gaussian curvature. Then compare f(u)=uf(u)=u, f(u)=asin(u/a)f(u)=a\sin(u/a), and f(u)=asinh(u/a)f(u)=a\sinh(u/a) on regular patches. Finally, explain what happens for a cylinder with constant f=af=a.

Compare your derivation, including the signs

Differentiation gives de2=f(u)dudϕde^2=f'(u)du\wedge d\phi. The torsion-free equation requires

ω21=f(u)dϕ,ω12=f(u)dϕ.\omega^2{}_1=f'(u)d\phi,\qquad \omega^1{}_2=-f'(u)d\phi.

The diagonal connection entries vanish, so the matrix wedge term in this curvature component vanishes. Therefore

R12=f(u)dudϕ=f(u)f(u)e1e2,K=ff,R=2K.\mathcal R^1{}_2=-f''(u)du\wedge d\phi =-\frac{f''(u)}{f(u)}e^1\wedge e^2, \qquad K=-\frac{f''}{f},\qquad R=2K.

The plane has K=0K=0 despite a nonzero connection in this polar coframe. The sphere has K=1/a2K=1/a^2; the hyperbolic metric has K=1/a2K=-1/a^2. The cylinder has K=0K=0: its bending in an ambient three-dimensional picture is extrinsic and does not create intrinsic Gaussian curvature. The condition f>0f>0 defines the regular coordinate/frame patch, not a claim that every excluded endpoint is a physical singularity.

Change the problem. If f(u)=aexp(u/a)f(u)=a\exp(u/a), determine KK and decide whether a nonzero connection alone would have told you its sign. Check the answer by differentiating ff twice, without referring to the three cases above.

The idea to keep

A coframe translates coordinate displacements into local physical components. Its rotation needs a connection even on a flat plane.

What distinguishes the sphere’s connection from the flat polar frame’s connection?

Both are nonzero, but only the sphere’s curvature two-form survives. For the plane d(dθ)=0d(-d\theta)=0; on the sphere d(cosθdφ)d(-\cos\theta\,d\varphi) is nonzero.

Figure detail

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