The book / chapter 16
CHAPTER 16

Clocks, light, and Mercury

Translate metric coefficients into measured clock shifts, bent rays, and orbit precession.

2 worked examples in this chapter
Before you begin
THE QUESTION

What does a real experiment read out from the metric?

BRING WITH YOU

By the end: Calculate redshift and GPS clock corrections, and explain light bending and perihelion advance.

Two clocks start together. One stays on Earth; the other goes into orbit. When we compare their readings, how much time has each recorded? The field equation enters this question by determining the metric; the metric then determines the time accumulated along each clock’s path.

There is a repeatable answer. First solve, or approximate, the field equation for a metric. Then specify the worldlines of the source, detector, and light signals. Finally calculate quantities those observers can measure: elapsed proper time, frequency, angle, or separation. A coordinate component is an ingredient in that calculation; it is not automatically an observable.

16.1 How the metric changes clocks and rulers#

For a weak, approximately static field with negligible rotation, choose Cartesian spatial coordinates and write

ds2=(1+2Φc2)c2dt2+(12Ψc2)δijdxidxj.ds^2=-\left(1+\frac{2\Phi}{c^2}\right)c^2dt^2 +\left(1-\frac{2\Psi}{c^2}\right)\delta_{ij}dx^i dx^j.

Here x0=ctx^0=ct, and Φ/c2,Ψ/c21|\Phi|/c^2,|\Psi|/c^2\ll1. Both potentials have units of velocity squared. The first alters the relation between coordinate time and clock time. The second alters the relation between coordinate distances and ruler lengths. We have omitted vector perturbations associated with mass currents, gravitational waves, and higher-order terms.

For an isolated, slowly moving, weakly gravitating source in GR, with pressure and directional stresses negligible compared with its rest-energy density and with the potentials vanishing far away,

Φ=Ψ=GNMr\Phi=\Psi=-\frac{G_NM}{r}

outside a spherical body. In more general matter systems the equality needs justification; it is not part of the definition of a gravitational potential.

Section 12.5 derived this equality by keeping the temporal and spatial perturbations separate in the field equation. Here they are written as Φ=c2φ\Phi=c^2\varphi and Ψ=c2ψ\Psi=c^2\psi, restoring velocity-squared units. We will use the same metric to calculate slow motion, clock readings, and light propagation.

For a slowly moving freely falling object, the leading spatial geodesic equation is

d2xidt2c2Γi00.\frac{d^2x^i}{dt^2}\simeq-c^2\Gamma^i{}_{00}.

Staticity removes the time derivatives in the connection, giving

Γi0012δijjg00=1c2iΦ.\Gamma^i{}_{00}\simeq-\frac12\delta^{ij}\partial_jg_{00} =\frac{1}{c^2}\partial^i\Phi.

Consequently d2x/dt2=Φd^2\mathbf x/dt^2=-\boldsymbol\nabla\Phi: Newton emerges because the metric’s clock coefficient has the appropriate gradient. Terms involving spatial velocities enter at higher order for this slow particle. They cannot be discarded for light.

This is a coordinate acceleration, measured using the positions and time labels of the chosen chart. The falling object’s accelerometer reads zero. Its covariant four-acceleration aμ=uννuμa^\mu=u^\nu\nabla_\nu u^\mu vanishes. A person standing on the floor has approximately zero coordinate acceleration in this chart but nonzero proper acceleration: the floor prevents a geodesic. A scale measures the supporting force that prevents this free fall.

16.2 What a clock actually accumulates#

Substitute dxi=vidtdx^i=v^i dt and ds2=c2dτ2ds^2=-c^2d\tau^2 into the weak-field metric:

(dτdt)2=1+2Φc2(12Ψc2)v2c2.\left(\frac{d\tau}{dt}\right)^2 =1+\frac{2\Phi}{c^2} -\left(1-\frac{2\Psi}{c^2}\right)\frac{v^2}{c^2}.

Keep terms first order in Φ/c2\Phi/c^2 and v2/c2v^2/c^2, dropping their product. Using 1+q1+q/2\sqrt{1+q}\simeq1+q/2 gives

dτdt1+Φc2v22c2.\boxed{\frac{d\tau}{dt}\simeq1+\frac{\Phi}{c^2}-\frac{v^2}{2c^2}.}

The gravitational and kinematic clock corrections now occupy the same line. A lower, more negative potential reduces accumulated proper time relative to this coordinate time. Motion also reduces it at this order. To compare clocks following different routes, integrate each expression along its own route and specify how their readings are compared.

Near Earth’s surface, two stationary clocks separated vertically by a small height hh have ΔΦgh\Delta\Phi\simeq gh. For h=1mh=1\,\mathrm m,

Δτ˙τ˙9.81(2.998×108)21.09×1016.\frac{\Delta\dot\tau}{\dot\tau}\simeq\frac{9.81}{(2.998\times10^8)^2} \simeq1.09\times10^{-16}.

Multiply the fractional rate difference by 86,40086{,}400 seconds to get the difference after a day: about 9.49.4 picoseconds, where one picosecond is 101210^{-12} seconds. The higher clock gains time.

This effect alone does not establish nonzero curvature. Accelerated observers in flat spacetime can also have systematically different clock rates. Curvature concerns the obstruction to removing gravitational effects throughout an extended region, especially tidal effects. It is stronger information than one pair of differently ticking clocks.

16.3 Gravitational redshift and observer energy#

In a stationary region, let KμK^\mu be the timelike Killing field describing time-translation symmetry. Normalize it so that in an asymptotically flat static chart K=/x0K=\partial/\partial x^0. Define its positive norm factor

N=KμKμ.N=\sqrt{-K_\mu K^\mu}.

An observer remaining on an orbit of this symmetry has four-velocity

uμ=cKμN.u^\mu=\frac{cK^\mu}{N}.

Dividing by NN makes the norm of K/NK/N equal to 1-1; multiplying by cc then gives the required uμuμ=c2u_\mu u^\mu=-c^2.

Let pμp^\mu be a photon’s four-momentum, transported along its null geodesic. The Killing equation is (μKν)=0\nabla_{(\mu}K_{\nu)}=0. Therefore

pαα(pμKμ)=pαpμαKμ=0.p^\alpha\nabla_\alpha(p_\mu K^\mu) =p^\alpha p^\mu\nabla_\alpha K_\mu=0.

The term differentiating pμp_\mu vanished by the geodesic equation. The remaining contraction vanishes because pαpμp^\alpha p^\mu is symmetric while the relevant part of αKμ\nabla_\alpha K_\mu is antisymmetric. Thus

EK=cpμKμE_K=-c\,p_\mu K^\mu

is conserved along the light ray. But the energy measured by a particular observer is

Elocal=pμuμ=EKN.E_{\rm local}=-p_\mu u^\mu=\frac{E_K}{N}.

This is the energy convention used in Section 15.4: p0=E/cp^0=E/c, so the factor cc gives EKE_K energy units. Observers at different values of NN measure different local energies even though the photon has the same conserved EKE_K along its ray.

Since photon energy is proportional to measured frequency,

νrecνem=NemNrec.\boxed{\frac{\nu_{\rm rec}}{\nu_{\rm em}} =\frac{N_{\rm em}}{N_{\rm rec}}.}

For the static weak-field metric, N1+Φ/c2N\simeq1+\Phi/c^2. Thus

zνemνrec1ΦrecΦemc2.z\equiv\frac{\nu_{\rm em}}{\nu_{\rm rec}}-1 \simeq\frac{\Phi_{\rm rec}-\Phi_{\rm em}}{c^2}.

Light received higher in the potential has a lower measured frequency: it is redshifted. The conserved quantity is the symmetry energy EKE_K; the changing quantity is Elocal=EK/NE_{\rm local}=E_K/N. In a time-dependent geometry without this timelike symmetry, the conserved quantity used in this derivation need not exist.

16.4 Deriving the bending of light#

For a null trajectory, ds2=0ds^2=0. Let d2=δijdxidxjd\ell^2=\delta_{ij}dx^i dx^j denote Euclidean coordinate path length. Then

cdt=n(x)d,n=12Ψ/c21+2Φ/c21Φ+Ψc2.c\,dt=n(\mathbf x)d\ell, \qquad n=\sqrt{\frac{1-2\Psi/c^2}{1+2\Phi/c^2}} \simeq1-\frac{\Phi+\Psi}{c^2}.

In this static chart, the light path makes the travel-time functional nd\int n\,d\ell stationary. This is the same mathematics as ray optics in an inhomogeneous refractive medium. No material ether has appeared: nn is a coordinate description of null geometry, and every local freely falling observer still measures light speed cc.

To calculate the path, let the mass sit at the origin and describe the ray in the xzxz plane by x(z)x(z). A prime here means d/dzd/dz, and d=1+x2dzd\ell=\sqrt{1+x'^2}\,dz. Apply the Euler–Lagrange equation from Chapter 13 to L=n(x,z)1+x2L=n(x,z)\sqrt{1+x'^2}:

ddz(nx1+x2)=xn1+x2.\frac{d}{dz}\left(\frac{n x'}{\sqrt{1+x'^2}}\right) =\partial_xn\sqrt{1+x'^2}.

For weak bending, n1n-1 and the small slope xx' are both first-order quantities. Drop products of small quantities to obtain xxnx''\simeq\partial_xn. The slope is the small angle the ray makes with its original direction, so integrating this equation gives its angle change.

The unperturbed ray has x=bx=b, where bb is its impact parameter: its perpendicular distance from the mass if it continued straight. In vector form, \boldsymbol\nabla_\perp means derivatives in the two directions perpendicular to the unperturbed ray. Thus

Δθndz=1c2(Φ+Ψ)dz.\Delta\boldsymbol\theta \simeq\int_{-\infty}^{\infty}\boldsymbol\nabla_\perp n\,dz =-\frac{1}{c^2}\int_{-\infty}^{\infty} \boldsymbol\nabla_\perp(\Phi+\Psi)\,dz.

Why can we integrate along a straight path if the path bends? Because the bending is already first order in GNMG_NM. Correcting the path inside this first-order integrand would produce a second-order correction.

Write Ψ=γΦ\Psi=\gamma\Phi for a constant comparison parameter. At transverse position b>0b>0,

b(Φ+Ψ)=(1+γ)GNMb(b2+z2)3/2.\partial_b(\Phi+\Psi) =(1+\gamma)\frac{G_NMb}{(b^2+z^2)^{3/2}}.

The transverse direction change is negative, toward the mass. Its magnitude is

Δθ=(1+γ)GNMbc2dz(b2+z2)3/2=2(1+γ)GNMbc2.|\Delta\theta|= \frac{(1+\gamma)G_NMb}{c^2} \int_{-\infty}^{\infty}\frac{dz}{(b^2+z^2)^{3/2}} =\frac{2(1+\gamma)G_NM}{bc^2}.

The integral equals 2/b22/b^2; differentiating z/[b2b2+z2]z/[b^2\sqrt{b^2+z^2}] verifies it. GR gives γ=1\gamma=1, hence

ΔθGR=4GNMbc2.\boxed{|\Delta\theta|_{\rm GR}=\frac{4G_NM}{bc^2}.}

For a ray grazing the Sun, set bb equal to the solar radius. The angle is about 1.751.75 arcseconds; one arcsecond is 1/36001/3600 of a degree. Setting Ψ=0\Psi=0 while retaining the same Φ\Phi would halve the result.

The two contributions in this calculation belong to the chosen weak-field coordinates. Changing coordinates can change how we divide them between temporal and spatial metric terms. The predicted angle measured by the specified observer is independent of that division.

A ray samples more than the clock rateA light ray bends toward a mass relative to its straight incoming reference line; the impact parameter is marked. This is the shape from a first-order weak-field deflection profile, with its amplitude enlarged. The book derives why keeping only the clock term misses half the leading GR deflection.24 / A RAY SAMPLES MORE THAN THE CLOCK RATEBoth clock and spatial terms affect lightA weak-field ray past a spherical mass; deflection exaggerated.incoming direction
24 /
A ray samples more than the clock rate. This is the shape from a first-order weak-field deflection profile, with its amplitude enlarged. The book derives why keeping only the clock term misses half the leading GR deflection.

16.5 The extra travel time of a light signal#

The effective index also produces an additional travel time. Along a nearly straight path,

Δt=1c3(Φ+Ψ)d.\Delta t=-\frac{1}{c^3}\int(\Phi+\Psi)\,d\ell.

For a point mass, Φ+Ψ=2GNM/b2+z2\Phi+\Psi=-2G_NM/\sqrt{b^2+z^2} along the unperturbed ray. Its endpoints are at z=z1z=-z_1 and z=z2z=z_2, with z1,z2>0z_1,z_2>0. The integral we need is

dzb2+z2=arsinh(z/b)+C.\int\frac{dz}{\sqrt{b^2+z^2}}=\operatorname{arsinh}(z/b)+C.

The inverse hyperbolic sine is arsinhq=ln(q+1+q2)\operatorname{arsinh}q=\ln(q+\sqrt{1+q^2}). Differentiating this logarithm gives 1/1+q21/\sqrt{1+q^2} and verifies the antiderivative. It is an odd function, so evaluating the lower endpoint adds a second positive contribution:

Δt2GNMc3[arsinhz1b+arsinhz2b].\Delta t\simeq\frac{2G_NM}{c^3} \left[\operatorname{arsinh}\frac{z_1}{b} +\operatorname{arsinh}\frac{z_2}{b}\right].

For q1q\gg1, 1+q2q\sqrt{1+q^2}\simeq q, so the logarithm becomes arsinhqln(2q)\operatorname{arsinh}q\simeq\ln(2q). When both endpoints are far from closest approach, z1,z2bz_1,z_2\gg b, this gives

Δt2GNMc3ln4r1r2b2.\Delta t\simeq\frac{2G_NM}{c^3} \ln\frac{4r_1r_2}{b^2}.

This is a leading one-way coordinate delay relative to the corresponding flat path; r1,r2r_1,r_2 are approximately the endpoint distances from the mass. An actual radar experiment models the return trip and converts the result into the tracking station’s proper time. Gravitational lensing more generally also involves different geometric path lengths. The observational model must keep both contributions.

The solar coefficient 2GNM/c32G_NM_\odot/c^3 is about 9.859.85 microseconds. For endpoints at about one astronomical unit on opposite sides of the Sun and a grazing ray, the logarithm is about 12.1. The one-way delay is then about 119119 microseconds in this approximation.

16.6 Mercury and the rotation of an orbit#

PREPARATION FOR THIS SECTION

Why an orbit keeps its angular momentum

What stays fixed while a planet changes both its speed and its direction?

See the idea

A force directed toward the origin can speed up or slow down a planet without twisting its motion about that origin. We will make “twisting” precise using a two-by-two determinant. Start with Newtonian motion in a plane: (x(t),y(t))(x(t),y(t)), with tt in seconds and distances in metres.

Work it out
  1. Find a quantity whose derivative cancels

    Define the specific angular momentum h=xy˙yx˙h=x\dot y-y\dot x. “Specific” means per unit mass; hh has units m2/s\mathrm{m^2/s}. For a central acceleration (x¨,y¨)=a(r)(x,y)/r(\ddot x,\ddot y)=a(r)(x,y)/r at r>0r>0, differentiate with the product rule. The velocity products cancel; the acceleration terms cancel because the acceleration is radial.

    h˙=xy¨yx¨=a(r)r(xyyx)=0.\dot h=x\ddot y-y\ddot x=\frac{a(r)}r(xy-yx)=0.

    Why this step works The determinant of two parallel arrows is zero. No inverse-square law was needed for this conservation result.

  2. Translate the determinant into polar coordinates

    Substitute x=rcosϕx=r\cos\phi and y=rsinϕy=r\sin\phi, differentiate, and collect terms. The terms containing r˙\dot r cancel and sin2ϕ+cos2ϕ=1\sin^2\phi+\cos^2\phi=1 leaves h=r2ϕ˙h=r^2\dot\phi. During a short interval, the radius sweeps out a triangle of signed area 12r2dϕ\tfrac12r^2d\phi.

    h=r2ϕ˙,dAdt=h2.h=r^2\dot\phi,\qquad \frac{dA}{dt}=\frac h2.

    Why this step works Equal swept areas in equal times are a consequence of angular-momentum conservation. Constant angular momentum does not mean constant angular speed.

  3. Turn radial acceleration into an orbit equation

    The radial unit arrow is er=(cosϕ,sinϕ)\mathbf e_r=(\cos\phi,\sin\phi) and the perpendicular arrow is eϕ=(sinϕ,cosϕ)\mathbf e_\phi=(-\sin\phi,\cos\phi). Their derivatives with respect to ϕ\phi are eϕ\mathbf e_\phi and er-\mathbf e_r. Differentiating r=rer\mathbf r=r\mathbf e_r twice therefore gives radial acceleration r¨rϕ˙2\ddot r-r\dot\phi^2. For gravity it equals GNM/r2-G_NM/r^2. If h0h\ne0, use u=1/ru=1/r and a prime for d/dϕd/d\phi. The chain rule gives r˙=hu\dot r=-hu' and r¨=h2u2u\ddot r=-h^2u^2u''.

    h2u2uh2u3=GNMu2u+u=GNMh2.-h^2u^2u''-h^2u^3=-G_NM u^2\quad\Longrightarrow\quad u''+u=\frac{G_NM}{h^2}.

    Why this step works Changing the independent variable from time to angle turns the problem into a differential equation for the shape of the orbit. This step excludes purely radial motion, where h is zero.

  4. Carry the symmetry into relativity

    For an equatorial timelike Schwarzschild geodesic, use the quadratic geodesic Lagrangian L=12gμνx˙μx˙νL=\tfrac12g_{\mu\nu}\dot x^\mu\dot x^\nu with proper time τ\tau as parameter. Here dots mean d/dτd/d\tau. The metric has no explicit ϕ\phi dependence and gϕϕ=r2g_{\phi\phi}=r^2, so the Euler–Lagrange equation conserves L/ϕ˙=r2ϕ˙\partial L/\partial\dot\phi=r^2\dot\phi. We call this constant \ell.

    ddτLϕ˙=Lϕ=0,=r2dϕdτ.\frac{d}{d\tau}\frac{\partial L}{\partial\dot\phi}=\frac{\partial L}{\partial\phi}=0,\qquad \ell=r^2\frac{d\phi}{d\tau}.

    Why this step works Rotational symmetry still supplies the conserved quantity. The time parameter and radial equation change; Chapter 17 derives their relativistic form.

Go deeper

The Newtonian solution is u=p1[1+ecos(ϕϕ0)]u=p^{-1}[1+e\cos(\phi-\phi_0)], where p=h2/(GNM)p=h^2/(G_NM), ee is a dimensionless shape parameter, and ϕ0\phi_0 sets the direction of closest approach. Substitution verifies the solution directly. For 0e<10\le e<1 it describes an ellipse (a circle at e=0e=0); other values describe different conic orbits. The relativistic equation below adds a small term to this familiar starting point. It is derived in §17.5, not inferred from conservation alone.

Test the idea

FIRST, PREDICT

A planet in a central-force orbit moves from radius rr to 2r2r. What happens to its angular speed?

Compare the reasoning

It becomes ϕ˙/2\dot\phi/2.

That would conserve rϕ˙r\dot\phi, the tangential speed. The conserved quantity contains r2r^2.

It stays unchanged because angular momentum is conserved.

Angular speed and angular momentum are different quantities. The larger lever arm changes their relationship.

It becomes ϕ˙/4\dot\phi/4.

Yes. Conservation of r2ϕ˙r^2\dot\phi requires (2r)2ϕ˙new=r2ϕ˙old(2r)^2\dot\phi_{\rm new}=r^2\dot\phi_{\rm old}.

A hint

Write the same constant hh at the two positions before canceling anything.

NOW CHANGE THE EXAMPLE

At one instant a particle has (x,y)=(3,4)m(x,y)=(3,4)\,\mathrm m and (x˙,y˙)=(2,1)m/s(\dot x,\dot y)=(-2,1)\,\mathrm{m/s}. Compute its signed specific angular momentum about the origin.

A hint

Use the determinant h=xy˙yx˙h=x\dot y-y\dot x; no conversion to polar coordinates is needed.

Work through the solution

h=3(1)4(2)=11m2/sh=3(1)-4(-2)=11\,\mathrm{m^2/s}. The positive sign means the motion sweeps area counterclockwise in these oriented axes.

Rotational symmetry conserves angular momentum; the force law determines the orbit’s shape.

PREPARATION FOR THIS SECTION

A tiny frequency change can rotate an entire orbit

Why does a small correction grow into a measurable shift after many cycles?

See the idea

A sine wave returns to its starting value after its phase advances by 2π2\pi. If radial motion completes its cycle at an angle slightly different from 2π2\pi, the next closest approach points in a different direction. We need an oscillation measured against orbital angle, not clock time.

Work it out
  1. Recognize the unforced oscillation

    Twice differentiating cosϕ\cos\phi returns cosϕ-\cos\phi; the same holds for sinϕ\sin\phi. Thus y+y=0y''+y=0 has solutions Acosϕ+BsinϕA\cos\phi+B\sin\phi. In an orbit, yy is the oscillating part of reciprocal radius. The constants are fixed by the initial position and direction.

    (d2dϕ2+1)cosϕ=0.\left(\frac{d^2}{d\phi^2}+1\right)\cos\phi=0.

    Why this step works The same elementary differential equation describes many oscillations, even when the independent variable is an angle.

  2. See why a matching forcing term is special

    Suppose a small correction gives y+y=Ccosϕy''+y=C\cos\phi. A trial proportional to cosϕ\cos\phi produces zero on the left and cannot work. Try y=(C/2)ϕsinϕy=(C/2)\phi\sin\phi instead: its first derivative is (C/2)(sinϕ+ϕcosϕ)(C/2)(\sin\phi+\phi\cos\phi); a second derivative plus yy leaves CcosϕC\cos\phi.

    (d2dϕ2+1)(ϕsinϕ)=2cosϕ.\left(\frac{d^2}{d\phi^2}+1\right)(\phi\sin\phi)=2\cos\phi.

    Why this step works The forcing has the same angular frequency as the unforced motion. This is resonance in the orbit-shape equation, not an external periodic force supplying orbital energy.

  3. Read the growing term as a phase correction

    Taylor-expand cos(ϕδϕ)\cos(\phi-\delta\phi) in the small phase shift δϕ\delta\phi. Its correction is δϕsinϕ\delta\phi\sin\phi. That is exactly the form above. A growing correction to a truncated series can signal a slightly shifted frequency, rather than an orbit whose radius grows without limit.

    cos[(1δ)ϕ]=cosϕ+δϕsinϕ+O((δϕ)2).\cos[(1-\delta)\phi]=\cos\phi+\delta\phi\sin\phi+O((\delta\phi)^2).

    Why this step works The expanded expression is reliable only while the accumulated phase shift is small. Retaining the shifted phase packages repeated cycles more usefully.

  4. Convert a phase shift into a perihelion advance

    Let m=GNM/c2m=G_NM/c^2 and p=2/(GNM)p=\ell^2/(G_NM). The perturbative calculation below gives δ=3m/p1\delta=3m/p\ll1. In the shifted-frequency approximation, one radial cycle requires (1δ)Δϕcycle=2π(1-\delta)\Delta\phi_{\rm cycle}=2\pi. Subtract the full turn 2π2\pi to obtain the advance.

    Δϕadvance2πδ=6πGNMpc2.\Delta\phi_{\rm advance}\simeq2\pi\delta=\frac{6\pi G_NM}{pc^2}.

    Why this step works Keep only the order justified by the orbit calculation. The expression is a weak-field, small-correction prediction, not an exact strong-field formula.

Go deeper

For u0=p1(1+ecosϕ)u_0=p^{-1}(1+e\cos\phi), the first-order correction contains 3mu023mu_0^2. Expanding the square and using cos2ϕ=(1+cos2ϕ)/2\cos^2\phi=(1+\cos2\phi)/2 reveals a constant term, a cos2ϕ\cos2\phi term, and the resonant term 6mecosϕ/p26me\cos\phi/p^2. The latter produces 3meϕsinϕ/p23me\phi\sin\phi/p^2, matching the phase shift δ=3m/p\delta=3m/p. The constant and double-frequency terms change the shape at this order without producing the same accumulating phase drift. For an exactly circular orbit, a direction of perihelion is undefined; the small-eccentricity frequency limit remains meaningful.

Test the idea

FIRST, PREDICT

Why should we hesitate to use cosϕ+δϕsinϕ\cos\phi+\delta\phi\sin\phi for arbitrarily many revolutions?

Compare the reasoning

Taylor expansions cannot be used for trigonometric functions.

They can; the issue is the size of the quantity expanded, not whether the function is trigonometric.

The neglected terms depend on δϕ\delta\phi, which eventually need not be small.

Yes. A small frequency difference can accumulate a large phase difference. The expansion parameter for this Taylor series is the accumulated phase.

Every resonant correction means the planet gains unlimited energy.

Here the equation describes reciprocal radius as a function of angle. Its resonant term need not represent a physical energy input.

A hint

Read the argument of the remainder term in the displayed Taylor expansion.

NOW CHANGE THE EXAMPLE

A toy orbit has reciprocal radius proportional to 1+0.2cos(0.98ϕ)1+0.2\cos(0.98\phi). What is its exact angular advance beyond 2π2\pi between successive maxima of reciprocal radius? Give radians.

A hint

The cosine’s phase, 0.98ϕ0.98\phi, must increase by 2π2\pi. This toy expression is specified exactly, so do not replace the answer by its first-order estimate.

Work through the solution

One radial cycle takes Δϕ=2π/0.98\Delta\phi=2\pi/0.98. Its advance is 2π(1/0.981)0.12823rad2\pi(1/0.98-1)\simeq0.12823\,\mathrm{rad}.

A small frequency correction can accumulate into a large, observable phase difference.

The preparation above derived the Newtonian orbit equation. We now use its relativistic extension; Section 17.5 derives that extension from the Schwarzschild metric. For a massive test particle in that geometry, define the conserved specific angular momentum =r2dϕ/dτ\ell=r^2d\phi/d\tau and let u=1/ru=1/r. The exact equatorial orbit equation is

d2udϕ2+u=GNM2+3GNMc2u2.\boxed{\frac{d^2u}{d\phi^2}+u =\frac{G_NM}{\ell^2}+\frac{3G_NM}{c^2}u^2.}

Here uu denotes reciprocal radius. The first term gives the Newtonian orbit equation already derived in the preparation; the term proportional to u2u^2 is the relativistic addition.

Set porb=2/(GNM)p_{\rm orb}=\ell^2/(G_NM) and m=GNM/c2m=G_NM/c^2. The unperturbed orbit is

u0=1porb(1+ecosϕ).u_0=\frac{1}{p_{\rm orb}}(1+e\cos\phi).

The dimensionless number ee is the eccentricity, describing the orbit’s shape. A circle has e=0e=0; a bound ellipse has 0<e<10<e<1. Choose ϕ=0\phi=0 at closest approach, called perihelion for an orbit around the Sun. Then

rmin=porb1+e,rmax=porb1e.r_{\min}=\frac{p_{\rm orb}}{1+e},\qquad r_{\max}=\frac{p_{\rm orb}}{1-e}.

The semimajor axis aorba_{\rm orb} is half the ellipse’s longest diameter, so aorb=(rmin+rmax)/2=porb/(1e2)a_{\rm orb}=(r_{\min}+r_{\max})/2=p_{\rm orb}/(1-e^2). This gives the geometric meaning of the parameters we will use in the measured precession.

Insert u0u_0 into the small correction 3mu23mu^2. Its term proportional to cosϕ\cos\phi is 6mecosϕ/porb26me\cos\phi/p_{\rm orb}^2. This drives the same angular frequency as the homogeneous operator d2/dϕ2+1d^2/d\phi^2+1. The resulting resonant particular solution is

δures=3meporb2ϕsinϕ,\delta u_{\rm res}=\frac{3me}{p_{\rm orb}^2}\phi\sin\phi,

because (d2/dϕ2+1)(ϕsinϕ)=2cosϕ(d^2/d\phi^2+1)(\phi\sin\phi)=2\cos\phi. The other forcing terms produce bounded shape corrections, not the accumulated rotation we are seeking.

Now expand a slightly shifted oscillation:

eporbcos[(1δ)ϕ]eporbcosϕ+eδporbϕsinϕ.\frac{e}{p_{\rm orb}}\cos[(1-\delta)\phi] \simeq\frac{e}{p_{\rm orb}}\cos\phi +\frac{e\delta}{p_{\rm orb}}\phi\sin\phi.

Matching coefficients gives δ=3m/porb\delta=3m/p_{\rm orb}. One radial cycle therefore takes slightly more than 2π2\pi in azimuth:

Δϕ6πGNMaorb(1e2)c2\boxed{\Delta\phi\simeq\frac{6\pi G_NM} {a_{\rm orb}(1-e^2)c^2}}

per orbit, where porb=aorb(1e2)p_{\rm orb}=a_{\rm orb}(1-e^2) at the needed Newtonian order. For Mercury, using aorb5.79×1010ma_{\rm orb}\simeq5.79\times10^{10}\,\mathrm m and e0.206e\simeq0.206, this gives about 0.1040.104 arcseconds per orbit. Mercury completes a revolution in about 87.9787.97 days, giving approximately 100(365.25)/87.97415100(365.25)/87.97\simeq415 orbits per century. Multiplying gives about 4343 arcseconds per century.

This is the relativistic contribution under the approximation of an isolated spherical Sun. Planetary perturbations, solar structure, and reference-frame modeling also affect the observed perihelion. The success lies in calculating the appropriate additional contribution, not declaring that every observed orbital change is relativistic.

A precision test of gravity

An ellipse that remembers every revolution.

Follow the closest approach. Newton brings it back to the same place; relativity turns its direction a little further.

Drag to rotate
NewtonGR
Perihelion rotation ×300000\times 300\,000

Read the model and its limits

The perihelion is the closest approach to the Sun. A radial cycle runs from one perihelion to the next. To leading order in the weak gravitational field of a nonrotating spherical mass, its direction advances by

Δϖ=6πGMa(1e2)c2\Delta\varpi=\frac{6\pi GM}{a(1-e^2)c^2}

Here aa is the semi-major axis, ee the eccentricity, and GM/c2GM/c^2 the gravitational radius. The model keeps a=5.7909×1010ma=5.7909\times10^{10}\,\mathrm m and GM/c2=1476.625mGM/c^2=1476.625\,\mathrm m fixed at approximate Sun–Mercury values. For e=0.2056e=0.2056, the orbital period used for the century comparison is 87.969days87.969\,\text{days}.

The rendered path is an explicitly approximate precessing Kepler ellipse. If χ\chi measures progress through successive radial cycles, we draw

ra=1e21+ecosχ,φ=(1+AΔϖ2π)χ\frac ra=\frac{1-e^2}{1+e\cos\chi},\qquad\varphi=\left(1+\frac{A\Delta\varpi}{2\pi}\right)\chi

A=1A=1 shows the actual tiny advance; A=300000A=300\,000 magnifies only its angular effect. This illustrates the leading accumulated precession and omits smaller periodic relativistic corrections to the radial motion. It does not solve an exact Schwarzschild geodesic. At the exaggerated setting it is a visual construction, not an orbit in a stronger physical field.

Animation uses Newtonian Kepler timing along the reference ellipse, with one radial cycle taking seven screen seconds. The star and planet markers are enlarged and are not to scale. Planetary perturbations, solar rotation and oblateness are omitted. The eccentricity control is restricted to 0.05leqeleq0.70.05leq eleq0.7; a perfectly circular orbit has no distinguished perihelion.

Derivation and Mercury comparison: David Tong, General Relativity, perihelion precession.

Open the reference diagram
A slowly turning orbitThree aligned-focus ellipses have progressively rotated perihelia. Their offset is greatly exaggerated. The curves are schematic successive Kepler ellipses, compressed vertically for layout, not a numerical integration of an exact relativistic orbit. The text derives the small secular advance and states its regime.25 / A SLOWLY TURNING ORBITAn ellipse whose closest point slowly rotatesA leading-order orbit picture, with precession greatly enlarged.Perihelion = closest approachMercury’s extra advance:about 43 arcseconds per century
25 /
A slowly turning orbit. The curves are schematic successive Kepler ellipses, compressed vertically for layout, not a numerical integration of an exact relativistic orbit. The text derives the small secular advance and states its regime.

16.7 GPS: calculate the competing clock effects#

Start with the clock formula already derived here:

dτdt1+Φc2v22c2.\frac{d\tau}{dt}\simeq1+\frac{\Phi}{c^2}-\frac{v^2}{2c^2}.

Use a nonrotating, spherical Earth model. Compare a clock in a circular orbit of radius rr with a stationary surface clock at radius RR. The potential is Φ=GNM/r\Phi=-G_NM/r. Circular motion requires v2/r=GNM/r2v^2/r=G_NM/r^2, so v2=GNM/rv^2=G_NM/r. Subtract the surface rate from the orbital rate:

Δ ⁣(dτdt)GNMc2(1R1r)altitude gainGNM2rc2motion loss.\Delta\!\left(\frac{d\tau}{dt}\right) \simeq\underbrace{\frac{G_NM}{c^2}\left(\frac1R-\frac1r\right)}_{\text{altitude gain}} -\underbrace{\frac{G_NM}{2rc^2}}_{\text{motion loss}}.

Take R=6371kmR=6371\,\mathrm{km} and r=26,571kmr=26{,}571\,\mathrm{km}, corresponding to an approximate GPS altitude of 20,200km20{,}200\,\mathrm{km}. With c=299,792,458m/sc=299{,}792{,}458\,\mathrm{m/s} and the Earth parameter from Section 10.9, multiply each dimensionless rate by 86,40086{,}400 seconds per day:

Contribution Approximate clock change per day Physical reason
Altitude +45.7μs+45.7\,\mu\mathrm s The orbital clock is at a less negative potential.
Motion 7.2μs-7.2\,\mu\mathrm s The orbital clock moves relative to the chosen stationary coordinates.
Sum +38.5μs+38.5\,\mu\mathrm s At this altitude, the potential contribution wins.

A light signal travels about 11.5km11.5\,\mathrm{km} in 38.5μs38.5\,\mu\mathrm s. This converts a timing offset to a ranging scale; it is not a full prediction of an uncorrected receiver’s position error, which depends on how it estimates its own clock bias and uses satellite data.

Set the net rate to zero. The result is 1/R=3/(2r)1/R=3/(2r), or r=3R/2r=3R/2. In this model, a circular-orbit clock matches the surface rate at altitude R/23186kmR/2\simeq3186\,\mathrm{km}. Below that, it loses time; above that, it gains time. This crossover is not exact for the rotating, nonspherical real Earth. Operational GPS also includes eccentricity, Earth rotation, a chosen reference time and geoid, and propagation corrections. Ashby’s account of relativity in GPS.

Altitude and motion competeA net orbital-clock gain curve crosses zero near 3186 km and is positive at GPS altitude. Calculated for circular orbits around a nonrotating spherical Earth and compared with a stationary surface clock. Real GPS also models rotation, eccentricity, the geoid, and signal propagation.26 / ALTITUDE AND MOTION COMPETEaltitude (thousand km)About 3,186 km above the surface.Above: orbital clock gains time.Below: orbital clock loses time.
26 /
Altitude and motion compete. Calculated for circular orbits around a nonrotating spherical Earth and compared with a stationary surface clock. Real GPS also models rotation, eccentricity, the geoid, and signal propagation.

16.8 A tossed clock can age more than the clock on the shelf#

Compare two ideal clocks that start together at height zero and reunite after coordinate time TT. One remains supported at that height. The other is tossed vertically and falls freely between launch and catch. Ignore drag, recoil, and the brief launch and catch intervals; use a uniform gg and weak-field, slow-motion accuracy.

The free-fall path that returns after TT is

h(t)=g2t(Tt),v(t)=g(T2t).h(t)=\frac g2t(T-t),\qquad v(t)=g\left(\frac T2-t\right).

Choose Φ=gh\Phi=gh, so the shelf’s potential is zero. The tossed clock gains from height and loses from motion. Its net proper-time excess is

Δτ1c20T(gh(t)v(t)22)dt.\Delta\tau\simeq\frac1{c^2}\int_0^T \left(gh(t)-\frac{v(t)^2}{2}\right)dt.

Do the two elementary integrals separately:

0Tgh(t)dt=g2T312,0Tv(t)22dt=g2T324.\int_0^Tgh(t)dt=\frac{g^2T^3}{12},\qquad \int_0^T\frac{v(t)^2}{2}dt=\frac{g^2T^3}{24}.

Thus Δτ=g2T3/(24c2)>0\Delta\tau=g^2T^3/(24c^2)>0. With g=9.81m/s2g=9.81\,\mathrm{m/s^2} and T=1sT=1\,\mathrm s, the gain is approximately 4.46×1017s4.46\times10^{-17}\,\mathrm s, or 44.6 attoseconds, where one attosecond is 101810^{-18} seconds. The height gain is twice the speed loss. In this short-path regime, the timelike free-fall path locally maximizes proper time between the endpoints. This does not make every geodesic a global maximum over arbitrary long journeys.

The tossed clock records more timeA parabolic height-time trajectory returns to the shelf after one second; its altitude and motion clock effects are compared. This calculation assumes uniform g, weak gravity, slow motion, and negligible launch/catch durations. The shelf clock and tossed clock share both comparison events.27 / THE TOSSED CLOCK RECORDS MORE TIMEHeight wins over speed lossFor a one-second toss near Earth:
27 /
The tossed clock records more time. This calculation assumes uniform g, weak gravity, slow motion, and negligible launch/catch durations. The shelf clock and tossed clock share both comparison events.

16.9 Gyroscopes and a compact experimental map#

A gyroscope supplies a direction that can be transported. Around a gravitating body, its orientation need not stay fixed relative to distant reference directions. Even a nonrotating source produces geodetic precession. A rotating source adds frame dragging. These are different contributions, not two names for the same effect.

The leading frame-dragging result below comes from parallel-transporting the spin in a weak rotating metric. We will identify that metric’s new time-angle component in Section 17.7; here we use the resulting rate to interpret the experiment. For source angular momentum J\mathbf J,

ΩLT=GNc2r3[3(Jr^)r^J].\boldsymbol\Omega_{\rm LT}=\frac{G_N}{c^2r^3} \left[3(\mathbf J\cdot\hat{\mathbf r})\hat{\mathbf r}-\mathbf J\right].

Here r^\hat{\mathbf r} is the radial unit vector. The expression is a vector: an orbital average must average its direction as well as its magnitude. For a circular polar orbit, choose J=Jz^\mathbf J=J\hat{\mathbf z} and r^=(sinϑ,0,cosϑ)\hat{\mathbf r}=(\sin\vartheta,0,\cos\vartheta). Over an orbit, the averages of sinϑcosϑ\sin\vartheta\cos\vartheta and cos2ϑ\cos^2\vartheta are 0 and 1/21/2. Thus (Jr^)r^=J/2\langle(\mathbf J\cdot\hat{\mathbf r})\hat{\mathbf r}\rangle=\mathbf J/2, and the averaged precession vector is GNJ/(2c2r3)G_N\mathbf J/(2c^2r^3). The measured projection also depends on the reference direction used by the experiment.

Gravity Probe B reported drift magnitudes of 6601.8±18.36601.8\pm18.3 milliarcseconds per year for the geodetic effect and 37.2±7.237.2\pm7.2 for frame dragging, compared with predictions of 6606.16606.1 and 39.239.2. A milliarcsecond is 10310^{-3} arcseconds. The experiment’s signed drift convention is defined by its sky axes; magnitudes are quoted here to focus on scale. The collaboration’s 2011 final results.

Experiment What is measured The theoretical relationship tested
Freely falling bodies of different composition Differential acceleration Universality of free fall; MICROSCOPE’s 2022 results probed parts in 101510^{15}.
Clock comparisons and GPS Frequency or accumulated time differences Proper time along specified worldlines.
Light deflection and Shapiro delay Angles and travel times Null propagation through both temporal and spatial metric terms.
Mercury’s orbit Perihelion advance Relativistic corrections to orbital geometry.
Gyroscope precession Orientation drift Parallel transport and rotation-induced frame dragging.
Binary pulsars and gravitational-wave detectors Orbital decay and strain Radiative dynamics and the energy lost through waves.

This is a map of physical questions, not a ranking by a single “precision of GR.” Each measurement has its own model, observable, nuisance parameters, and uncertainty. MICROSCOPE does not establish exact equality or directly measure a metric coefficient. MICROSCOPE’s final analysis.

TRY THE EQUATION

When does an orbiting clock gain time?

Compare a circular-orbit clock with a stationary clock at Earth’s surface. This model neglects Earth’s rotation and multipoles.

Altitude contribution+45.72 μs/day
Motion contribution−7.21 μs/day
Net clock gain+38.51 μs/day

Δτ=GMc2(1R32r)(86,400s)\Delta\tau=\frac{GM}{c^2}\left(\frac1R-\frac{3}{2r}\right)(86{,}400\,\mathrm{s}). The crossover altitude is R/23,186  kmR/2\approx3{,}186\;\mathrm{km}.

The idea to keep

A prediction specifies an observer, a path, and an approximation. Slow projectiles and light probe different combinations of metric coefficients.

Why does GPS need both altitude and velocity corrections?

The higher potential makes its clock gain time relative to the surface; orbital motion makes it lose time. At GPS altitude the first contribution is larger.

Figure detail

Scroll to explore at full resolution. Colors follow your reading theme.